1. Regulatory Knowledge and Experience

1.1 General Regulatory Understanding

• Can you explain your understanding of the key regulatory bodies and frameworks relevant to our industry?
• How do you stay updated with changes in compliance regulations?
• Describe a situation where you had to interpret and implement a new regulation. What was your approach?

1.2 Industry-Specific Regulations

• What experience do you have with [specific industry regulation, e.g., GDPR, HIPAA, Dodd-Frank]?
• How would you ensure our company's compliance with [specific regulation]?
• Can you discuss a challenging compliance issue you've faced in your previous roles?

1.3 International Compliance

• How do you approach compliance in a global context, considering different jurisdictions?
• What experience do you have in harmonizing compliance practices across multiple countries?

2. Risk Assessment and Management

2.1 Risk Identification

• Describe your process for identifying potential compliance risks within an organization.
• How do you prioritize compliance risks?
• Can you give an example of a time when you uncovered a previously unidentified compliance risk?

2.2 Risk Mitigation Strategies

• What strategies have you employed to mitigate compliance risks?
• How do you balance risk management with business objectives?